Flying Low with NASA
The bizarre story of NASA astronaut Captain Lisa Nowak has everyone
talking. It's raised some predictable and reasonable questions about
psychological assessment of astronauts. In a storm of comments at a
New York Times blog, The Lede, several commenters correctly observed
that this incident is the first incident, and that's a pretty good
record. (Of course, that's assuming that it is the first incident.
Others may have been covered up.) After an incident like this,
however, we should still ask if the assessments are good enough.
I did a search for astronaut selection, and I couldn't find a current
list of psychological tests NASA uses. Santy (1994) has an intriguing
history (available on Questia), but the book is 12 years old, and
given publication lag, the information is even older. In a Google
search, I found a recent reference to the Astronaut Personal
Characteristics Inventory (ASTROPCI), but little other information.
The primary tests they use are predictable, including IQ tests, tests
of perceptual-motor functioning, personality inventories, and
projectives. It appears that NASA is maintaining an active program of
research on personality assessment in astronauts. Nevertheless,
several news stories indicate that NASA only assesses astronaut
candidates once and never repeats the assessment.
However, here is an intriguing quote from Santy:
The Working Group's position was that personality assessment is
underutilized as a resource in astronaut selection, but the
empirical record in aviation psychological research of using
personality traits as predictors of performance is appalling. This
dismal record extends back to World War I and the selection of
opponents for the Red Baron. (p. 108-109)
In other parts of the book, Santy correctly points out that
psychological assessment is often directed toward identifying
psychopathology, but psychopathology isn't a good predictor of success
on a job. (Yes, I know there are a host of Dilbert-type jokes here.)
This is especially true where the occupation is one in which there are
only a small number of people who are employed in the field.
Assessment of personality traits is another way to predict success on
various jobs. For example, according to Santy, the 16PF, a personality
inventory measuring 16 different personality traits, has been used by
NASA in astronaut selection. Logically, different jobs require
different traits, so assessing for the right combination of traits
would make for a good astronaut right?
No. Personality traits do correlate with behavior, but the
correlations tend to be somewhat low. The 16pf is a useful
instrument--I've used it myself--but by itself, it's inadequate. No
personality inventory is adequate by itself. Generally, we compensate
for this weakness by using multiple tests and multiple types of
assessment.
That's what NASA does. Each test has a certain likelihood of
miscategorization. By using multiple tests, the likelihood of
miscategorization declines. NASA takes it farther by also using
different types of instruments: Psychiatric interviews are included,
as are samples of behavior. Behavioral sampling is done by putting
candidates into trainers and assessing their performance under
roleplay conditions.
Although NASA doesn't do formal, repeat assessments, there is
certainly ongoing monitoring of astronauts. It's the same monitoring
that goes on at every job. Both peers and superiors are looking at
each astronaut's functioning in training and in everyday performance.
I can't prove it, but I suspect that such performance evaluations have
washed out people who psychological testing has missed. This brings us
back to Captain Nowak.
Why didn't she wash out? From all the reports I've seen, Captain Nowak
was a competent astronaut. How could she melt down over a marital
separation and a perceived love triangle outside her marriage?
The answer lies in an old argument in psychology: Is behavior
controlled by person or situation variables? On the one hand,
personality theorists argue that internal variables, such as
personality traits, conflicts, and dynamics, control behavior.
Behaviorists, on the other hand, argued that the external variables,
such as the environment and behavioral consequences, control behavior.
For example, what controls the tendency to cheat on tests? Is it a
person's honesty (a trait), or is it the opportunity to cheat (the
environment)? The resolution to the argument was predictable. Both
person and situation variables are needed together to predict
behavior. In many cases, the situation exerts more control than the
person. To return to the above example, as the risk of getting caught
for cheating drops, the number of students who cheat rises. But
cheating never reaches 100%, because honesty is important, too.
The Milgram obedience experiment is another example of the power of
the situation, as is the Zimbardo prison experiment. The situation has
powerful control over the individual. Change the situation and you
change individual behavior.
So, Captain Nowak was able to function in the setting of the astronaut
corps. She could work in an environment where death was always
looming. She just couldn't deal with the environment where rejection
had occurred. You're not going to get rejection on the space shuttle.
For reasons that I am not privy to, abandonment and rejection were
more threatening than death to her. I don't think any amount of
psychological testing would have prevented this awful situation.
References
Santy, P. A. (1994). Choosing the Right Stuff: The Psychological
Selection of Astronauts and Cosmonauts. Praeger.
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